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Securities Audits Primer
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One CPE credit available. Cost: $99/member connection; $149/non-member connection.

When: Wednesday, November 7, 2018
1 - 2 p.m. ET/ noon - 1 p.m. CT
Where: Online and Phone
United States
Presenter: Dana Terry of Georgeson LLC & Freda Pepper of Reed Smith LLC
Contact: UPPO

Online registration is closed.
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The audit threat is very real for securities holders. Companies that find themselves under examination face a daunting process that will most certainly result in a significant resource strain across many departments. So, with this looming threat, what can a securities holder do to manage the  audit process? Join us for this insightful webinar to find out.


Learning Objectives:

  • Manage securities audit expectations
  • Identify data and privacy concerns associated with the audit
  • Learn best practices for navigating and managing the audit
  • Understand emerging trends and auditor tactics

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