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Unclaimed Property in the Equity Securities Industry Webinar
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January 24, 2013
1:00 PM - 2:00 PM (Eastern Time)

During this webinar Jim Sadik, Senior Manager with True Partners Consulting LLC, and Val Jundt, Managing Director with Keane will discuss:

  • General Compliance Issues Relating to the Reporting of Unclaimed Securities
  • Historical Industry Reporting Practices & State Voluntary Compliance Programs
  • Current Involuntary Audit Initiatives & Enhanced Enforcement Activities
  • Recent Developments (changes to SEC 17Ad-17 search rules)
Join us for the clarification you want from the comfort of your own office! You are welcome to train multiple employees with only one webinar connection, and one CPE credit is available upon completion of the webinar.
 
Please click here to register*

*If you are registering for multiple attendees please be sure to update the additional attendee's information on the registration screen. This will enable us to send important webinar information directly to each individual.

Pricing for this Webinar:

UPPO Member

$99

Non-UPPO Member

$149

Unclaimed Property State Administrator

$149

 Instructions for the webinar connection and conference line will be distributed
via email on January 22, 2013.


Prerequisite: Must meet eligibility requirements to attend UPPO events. Click here to view the Eligibility Requirements

Advance Preparation:  None                                           

Learning Objective: Understanding the intricacies of the expectations of all parties during the third party audit process. This webinar also provides an overview of the audit process
with regards to the specific nuances of confidentiality and rights of all parties.

Delivery Method:  Webinar - Internet Based

Program Level: All 

Attendees may register for webinars up to the date of the event with no late fee. No refunds will be made after registration is accepted. Webinar cancellations, registration charges,
refund requests, and information regarding administrative polices and/or complaints, are to be directed to the UPPO Association Manager, Jackie Cote at 508-883-9065 or
jackie@uppo.org.


Unclaimed Property Professionals Organization is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
For questions about CPE credits contact: Jackie Cote at 508-883-9065 or jackie@uppo.org.



This presentation will not constitute legal, financial, accounting or any other type of advice. It will be provided solely for educational and informational purposes for the attendees of this webinar
which is sponsored by UPPO. Attendees are urged to consult with their own attorneys and other advisers about their particular facts and circumstances.

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